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Privacy Policy

Introduction to Strategic Wealth Management's Privacy Policy


We collect personal information to open your account(s), to process your transactions and to help us provide a better level of service. We do not sell your personal information to anyone. We protect the security and confidentiality of the personal information we collect.

 

Our relationship with you is our most important asset. We understand that you have entrusted us with your private financial information, and we do everything we can to maintain that trust.

 

Throughout the policy, we refer to information that personally identifies you or your accounts as “personal information.”

 

1. We do not sell your personal information to anyone.

 

2. We do not disclose personal information to third parties, unless one of the following limited exceptions applies.

 

We disclose personal information to companies that help us process or service your transactions or account(s), such as broker-dealers.

 

We may disclose or report personal information in limited circumstances where we believe in good faith that disclosure is required or permitted under law, for example, to cooperate with regulators or law enforcement authorities, resolve disputes, perform authentication checks, or for institutional risk control.

 

Outside of these exceptions, we will not share your personal information with third parties unless you have specifically asked us to do so, that is, opted-in

 

3. We do collect personal information in the normal course of business in order to administer your accounts and serve you better.

 

Application and registration information. We collect information that you provide to us when you open an account. The information we collect may include name, address, phone number, email address, social security number, and information about your interests, investments, and investment experience.

Transaction information. Once you have an account with us, to administer your account and better serve you, we collect and maintain personal information about your transactions, including balances, positions, and history.

 

4. We incorporate physical as well as electronic safeguards.

To protect your personal client information, access to our office space is limited. In addition, select doors, cabinets, and computers that contain client information are locked and/or password protected.

 

5. We continue to evaluate our efforts to protect personal information and make every effort to keep your personal information accurate and up to date.

 

If you identify any inaccuracy in your personal information, or you need to make a change to that information, please contact us so that we may promptly update our records

 

6. We will provide notice of changes in our information-sharing practices.

 

If, at any time in the future, it is necessary to disclose any of your personal information in a way that is inconsistent with this policy, we will give you advance notice of the proposed change so that you will have the opportunity to opt-out of such disclosure.

 

If you have any questions or concerns, please contact us at 508-321-7321.

Contact

Address

8 Pleasant Street
Suite 2-B
South Natick, MA 01760

Contact

Strategic Wealth Management
508-975-3700

DISCLAIMER:

This site, including videos and material, is for informational purposes only and does not constitute an offer to buy or sell any investment. The information in this material is not intended as tax or legal advice. Please consult legal or tax professionals for specific information regarding your individual situation. The opinions expressed and material provided are for general information and should not be considered a solicitation for the purchase or sale of any security.

 

Investing involves risk, including the potential loss of principal. No investment strategy can guarantee a profit or protect against a loss. Alternative investments involve specific risks that may be greater than those associated with traditional investments which include, but not limited to, illiquidity, loss of entire principal, declining market values, and tenant vacancies and may be offered only to clients who meet specific suitability requirements, including minimum income & net worth parameters.

 

There are material risks associated with investing in private placements, Delaware Statutory Trusts ("DSTs") and real estate securities including the potential loss of the entire investment principal, illiquidity, tenant vacancies impacting income and revenue, general and real estate market conditions, lack of operating history, interest rate risks, competition, including the risk of new supply coming to market and softening rental rates, general risks of owning/operating commercial and multifamily properties, short term leases associated with multi-family properties, financing risks, potential adverse tax consequences, general economic risks, development risks, long hold periods, and investors should read the PPM carefully before investing paying special attention to the risk section.

 

DST 1031 properties are only available to accredited investors (typically have a $1 million net worth excluding primary residence or $200,000 income individually/$300,000 jointly of the last three years) and accredited entities only. If you are unsure if you are an accredited investor and/or an accredited entity please verify with your CPA and Attorney.

 

Securities offered through DAI Securities, LLC, member FINRA/SIPC.  Advisory services offered through Strategic Wealth Management, a state registered investment adviser. Insurance offered through DAI Securities, LLC. Strategic Wealth Management is independent of DAI Securities, LLC.

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Privacy Policy  |  Fee Schedule | DAI's Form CRS | Finra Broker Check

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